606 W. Main Street, Suite 200, Knoxville, Tennessee 37902
865-524-5353 865-524-5353

Securities

Counseling business clients in complex business transactions

Ritchie Law, P.C. assists clients with transactions involving securities, including handling private placements, debt offerings, venture capital and private equity financings and mergers, acquisitions and other business reorganizations. We counsel clients regarding compliance with federal securities laws and Blue Sky or state securities laws.

We have assisted a wide array of clients with securities transactions. We have represented clients in securities reporting and compliance matters, including the preparation of regular reports, proxy materials and annual reports to shareholders. We can also structure transactions to be exempt from registration under the federal and state securities laws, where such a structure best fits our client’s business goals and objectives.